SC3: Securities Consultants Certification: Financial Management Certification Dubai UAE : Arab Institute for Accountants & Legal (AIAL)

Accounting Certifications

SC3: Securities Consultants Certification

As part of our continuous efforts to improve the services provided to our students with consistently high quality products, and to maintain our leading position in the industry, we strive to provide pioneering Courses at AIAL.

Stock market Studies is the most popular educational initiative among school and university students in the UAE and beyond.

Participants will learn:

Provide for Candidate's an high information about innovative services in conducting trading, clearing, settlement and depository of securities, in an efficient, transparent and liquid environment.

Certification Issued By:

ICAS logo International Compliance & Anti-Money Laundering Society (ICAS - UK) The ICAS is one of the world's largest Compliance organization based in UK since 1956, premier provider of Anti-money Laundry and compliance training and education and consulting. Together with nearly 32,600 members, the ICAS is reducing business Anti-money Laundry worldwide and inspiring public confidence in the integrity and objectivity within the profession.


You are qualified to take this certification if you have any of the below requirements:

  • Must have at least one year experience in related field
  • Bachelors or Masters Degree

Course Parts:

  • Operate or control electronic or other platforms to trade securities
  • Market real-estate investment interests, such as tenancy-in-common interests, that are securities
  • "Placement agents" for private placements of securities
  • Market or effect transactions in insurance products that are securities, such as variable annuities, or other investment products that are securities
  • Provide support services to registered broker-dealers
  • Extending Credit on New Issues
  • Understanding Restrictions on Private Securities Transactions & Insider Trading
  • Understanding in Restrictions on Short Sales
  • Use of Electronic Media by Broker-Dealers
  • Electronic Signatures
  • Anti-Money Laundering Program
  • Foreign Assets Control
  • Business Continuity Plans
  • Seeks to build project revenue by remaining alert to new business opportunities or expansion of business with the customer and advising senior operations management.

How to Register?

  • Register Online or
  • Fill-up the registration form and visit the Institute, with the following requirements then pay the necessary fees.
    • passport copy
    • 1 copy of passport size photo
    • eligible certificate copy

Download Course Details

Download full details of this course.